Billy Budd, Novella and Opera, Herman Melville, Benjamin Britten

Billy Budd is doubly famous. He is the eponymous principal character of Herman Melville’s novella and, by adoption via E M Forster’s hand, also the eponymous hero a Benjamin Britten’s opera. The contrasting if not contradictory words ‘character’ and ‘hero’ are important in the context of these two masterpieces.

Like all good stories, it cannot be spoiled, because it is in the way the story is told that the real experience lies. Billy Budd is a young man, rather handsome in a simple, lower status, ratings way. He is recruited from a merchant ship called The Rights of Man to HMS indomitable and so joins the King’s Navy as a foretopman. The previous ship’s owner with its explicitly political title is mentioned in the book as owned by someone who sympathises with Thomas Paine and presumably the American and therefore the French Revolutions. This point is merely referenced by Forster and Britten, probably because it might provide an alternative political motive for the antagonism that develops, an antagonism that, in the opera, focuses on sexuality.

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The Indomitable embarks on its mission during the Napoleonic Wars under the direction of Captain Vere and is policed by a master-at-arms called Claggart, whom Vere only met on the return part of his last voyage, indicating that exists no personal friendship between them. Melville tells us that Claggart is around thirty-five, an age he generally exceeds by a considerable amount in most productions of Britten’s opera.

Billy Budd is a genial sort of giant. Everyone notices his good looks, his youth, his athletic stature and his obvious strength. But it is also noted that he is naïve, perhaps overly trusting. An old hand tries to warn him that Claggart has taken against him, but Billy insists that he himself has never spoken ill of anyone, so there can be no problem.

Claggart conspires to pin an accusation of recruitment for mutiny on Billy. The name of his previous ship and presumably the political associations of its owner play an important part, as does the impressed status, equals kidnapped, of some crew members. Already I fall into the trap of labelling the ‘bad’ guy with a surname and the foretopman with a forename. But that is the reality. For whatever reason, Claggart is out to get Billy.

Billy has one severe weakness. He stutters. He stutters more when stressed. And when, in the company of Captain Vere, Claggart publicly delivers his accusation against the young man, Billy becomes so incensed that he cannot defend himself verbally. The words will not come and in frustration he strikes Claggart and kills him. Billy is tried, found guilty of striking and killing an officer and is condemned to death. He hangs.

At the trial, Vere presents his version of events in a cold hearted, matter of fact manner that will admit no nuance. In effect, he merely recites the rulebook. In the opera, Vere’s ghost, still troubled by conscience, admits he could have saved Billy Budd, but chose not to. In Melville’s original, things are more complex. Vere must enact the demands of his office and so he behaves as he does. Stability, loyalty to King and country and the rightness of superior social class trump notions of justice, fairness or compassion. The obvious injustice almost creates sufficient reaction amongst the crew to itself provoke a mutiny, but the anger dissipates, defeated by continued enforced subservience.

And, by the way, all of this applies to the opera, as well as the novella. Forster and Britten make more of Vere, paradoxically, than Melville, despite the novella spending much more time on the actual trial than the opera. Vere is torn by conscience, but he is the apparently unwitting possessor of a responsibility that trumps personal judgment. In some ways, Vere is more of an order taker than those whom he orders. And at the end of the opera, Britain illustrates how the aspiring middle classes, those promoted and paid to populate a buffer zone between protest and power, eventually protect the status of their social betters, but cannot salve a collective conscience, a conscience that in any case does not care.

A theme which becomes central but not rarely explicit in the opera is the suggestion that Claggart is homosexually attracted to Billy Budd. The antagonism generated within him towards Billy is thus the result of an inner purging of guilt and self-loathing that the attraction itself generates. There is the mere hint of this in Melville’s words. For obvious reasons, it was a theme that interested Britten deeply.

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But the opera’s amplification of the theme is justified. Melville distances himself from anything sexual. The topic clearly exists in the lives of the sailors. But Melville apparently refuses to enter the establishment, let alone the bedroom where implied acts take place. There is a clear reference to Claggart’s attraction, but the author also wrote of the highly ambiguous relationship between Ishmael and Queequeg at the start of Moby Dick. There is evidence enough of the author’s reluctance to enter the bedroom, even when he declares himself explicitly in attendance!

Perhaps the most moving experience in Billy Budd is to read the epilogue, which is a sailor’s poetic retelling of the story. Personally, I find it impossible to read these words without also singing Billy’s almost proud but frank lament from the opera. The story is, undoubtedly, a double masterpiece.